Company profile

RQC Group

Industry-leading financial compliance consultancy | LONDON / NEW YORK 🇬🇧🇺🇸

Industry
Financial Services
Employees
41
Headquarters
London, UK
Founded
2007
LinkedIn followers
3,587
Office locations
2

RQC Group company summary

RQC Group is a company in the Financial Services industry, headquartered in London, UK, founded in 2007. On LinkedIn the company has around 41 employees and 3,587 followers. The company lists 2 office locations. Its listed specialties include Regulatory Advice & Ongoing Monitoring, SEC Annual Reviews, AIFMD, Code of Ethics, MIFID II.

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About RQC Group

RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment Advisory (MiFID) Regulatory Hosting, Investment Management (AIFMD) Regulatory Hosting and e-Learning, servicing hundreds of clients from across the financial services industry: • Our Compliance Consulting service empowers our clients with regulatory advice to fit their business needs. • Our Regulatory Hosting platforms provide a turnkey solution to start an FCA-regulated business. • Our industry-leading e-Learning courses deliver engaging online training solutions, with all our UK courses CPD-accredited. Mission: • To be recognised as the premier compliance consultancy serving investment management firms in the UK and US by consistently harnessing the talent of experienced and passionate colleagues to deliver best-in-class expertise. Vision: • To be the premier compliance consultancy in the UK and US - enabling the long-term success of our clients by leveraging outstanding experience and pragmatic advice. Values: • Trust: We build long-term relationships by being loyal, fair, responsible, honest, and transparent. • Connection: We foster a supportive, respectful environment where collaboration, appreciation, friendships, and feeling valued lead to mutual success and enjoyment. • Belonging: We recognise that upholding integrity, embracing diversity and equality, and fostering an inclusive environment where everyone feels that they genuinely belong enriches our culture and strengthens our impact. • Integrity: We do the right thing, in the right way and for the right reasons - without compromise, every time.

Specialties

Regulatory Advice & Ongoing MonitoringSEC Annual ReviewsAIFMDCode of EthicsMIFID IIFCA ComplianceSEC ComplianceNFA ComplianceCFTC ComplianceLondonNew YorkSMCR TrainingSMCR Compliancee-LearningFCA AuthorisationVariation of PermissionFCA Change in ControlFCA Health ChecksPolicy gap analysisSEC RegistrationFCA mock auditSEC mock auditNFA CPO registrationNFA CTA registration

Where is RQC Group located?

RQC Group lists 2 office locations.

London, UK W1S 4QJ, GBHQ
74a Charlotte Street
New York, NY, US
401 Park Avenue S

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Frequently asked questions about RQC Group

What does RQC Group do?

RQC Group is an industry-leading financial compliance consultancy with offices in London and New York, specialising in FCA, SEC and CFTC/NFA Compliance Consulting, Investment Advisory (MiFID) Regulatory Hosting, Investment Management (AIFMD) Regulatory Hosting and e-Learning, servicing hundreds of clients from across the financial services industry: • Our Compliance Consulting service empowers our clients with regulatory advice to fit their business needs. • Our Regulatory Hosting platforms provide a turnkey solution to start an FCA-regulated business. • Our industry-leading e-Learning courses deliver engaging online training solutions, with all our UK courses CPD-accredited. Mission: • To be recognised as the premier compliance consultancy serving investment management firms in the UK and US by consistently harnessing the talent of experienced and passionate colleagues to deliver best-in-class expertise. Vision: • To be the premier compliance consultancy in the UK and US - enabling the long-term success of our clients by leveraging outstanding experience and pragmatic advice. Values: • Trust: We build long-term relationships by being loyal, fair, responsible, honest, and transparent. • Connection: We foster a supportive, respectful environment where collaboration, appreciation, friendships, and feeling valued lead to mutual success and enjoyment. • Belonging: We recognise that upholding integrity, embracing diversity and equality, and fostering an inclusive environment where everyone feels that they genuinely belong enriches our culture and strengthens our impact. • Integrity: We do the right thing, in the right way and for the right reasons - without compromise, every time.

How many employees does RQC Group have?

RQC Group has around 41 employees on LinkedIn.

Where is RQC Group headquartered?

RQC Group is headquartered in London, UK.

Where does RQC Group have offices?

RQC Group lists 2 office locations, including London, UK W1S 4QJ, GB; New York, NY, US.

When was RQC Group founded?

RQC Group was founded in 2007.

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